Trading and Settlement

Q.

What is the full form of FPO?

Q.

What is meant by Demat Account?

1. Dematerialisation of Securities

2. Demand Depository Account

3. Development Market Account

4. Depository Participant Account

Q.

Who are depository participants?

Q.

What are the advantages of issuing global depository receipts?

Q.

What is the full form of IPO

Q.

R Ltd is a real estate company which was formed in 1950. In about 56 years of its existence, the company has managed to carve out a niche for itself in this sector. Lately, this sector is witnessing a boom due to the fact that the Indian economy is on the rise. The incomes of the middle class are rising. More people can afford to buy homes for themselves due to the easy availability of loans and accompanying tax concessions.

To expand its business in India and abroad, the company weighs various options to raise money through equity offerings in India. Whether to tap equity or debt market, whether to raise money from domestic market or international market or combination of both? When to raise the necessary finance from the money market or capital market? It is also planning to list itself in New York Stock Exchange to raise money through ADRs. To make its offerings attractive, it is planning to offer the host of financial plans and products to its stakeholders and investors and also expand its listing at NSE after complying with the regulations of SEBI.

What are the regulations of SEBI that the company must comply with?

Q.

What is the full form of NYSE?

Q.

R Ltd is a real estate company which was formed in 1950. In about 56 years of its existence, the company has managed to carve out a niche for itself in this sector. Lately, this sector is witnessing a boom due to the fact that the Indian economy is on the rise. The incomes of the middle class are rising. More people can afford to buy homes for themselves due to the easy availability of loans and accompanying tax concessions.

To expand its business in India and abroad, the company weighs various options to raise money through equity offerings in India. Whether to tap equity or debt market, whether to raise money from domestic market or international market or combination of both? When to raise the necessary finance from the money market or capital market? It is also planning to list itself in New York Stock Exchange to raise money through ADRs. To make its offerings attractive, it is planning to offer a host of financial plans and products to its stakeholders and investors and also expand its listing at NSE after complying with the regulations of SEBI.

What benefits will the company derive from listing at NSE?

Q. A company wants to set up a new branch in Delhi. For additional capital, the company is planning to issue equity shares to the public as there is boom period in capital market and the public will prefer to invest.
What does this refer to?

1. IPO
2. ICO
3. IFO
4. IWO

Q. ______ is the process by which physical certificates an investor are converted to an equivalent number of securities in electronic format and credited in the investor's account with a Depository held through a Depository Participant(DP).

1. Rematerialization
2. Dematerialization
3. Materialization
4. None of above

Q. What is meant by Demat Account?

1. Depository Participant Account
2. Development Market Account
3. Dematerialisation of of Securities
4. Demand Depository Account

Q. What are different ways of issuing securities in primary market?

Q.

How Do You Account for Intangible Amortization?

Q. When a company makes first issue of shares to the general public it is called

1. ADR
2. GDR
3. CD
4. IPO

Q. Risk can be mitigated by investing in a variety of securities.

1. True
2. False

Q. Investors are expected to open _________ account with depository participants and deposit their share certificates for the purpose of converting them to the electronic format.

1. remat
2. demat
3. deposit
4. current

Q. Investors are expected to open ____ with Depository Participants and deposit their share certificates for the purpose of converting them to the electronic format.

1. Demat Accounts
2. Current Accounts
3. Remat Accounts
4. Deposit Accounts

Q. A company wants to set up a new branch in Delhi. For additional capital, the company is planning to issue equity shares to the public as there is boom period in capital market and the public will prefer to invest.
What does this refer to?

1. IPO
2. ICO
3. IFO
4. IWO

Q. Define Depository Participant.

Q. Brokers may be individuals, partnership firms or corporate bodies.

1. True
2. False